SRO asks whether rules create barriers to diversity

FINRA said it wants feedback on how its regulations and processes affect industry inclusion

BCSC sanctions blockchain developer

An individual was banned from working in the securities industry for 10 years after admitting that investor money went for personal use

CSA adopts benchmark oversight regime

Regulators to designate CDOR as the only regulated financial benchmark in Canada

New SEC enforcement chief steps down

Alex Oh was named director of enforcement last week

Originally Appeared On: https://www.investmentexecutive.com/news/from-the-regulators/singapores-financial-regulator-invests-in-innovation/